Most CEOs would agree that ensuring the ethical behaviour of employees and all stakeholders, is integral to the success of a business, and for maintaining positive relationships with all business partners. Many organizations have a Code of Ethics in place, but would they be able to provide documentation to prove it?
There's no one-size-fits-all compliance program. Depending on a variety of factors such as size, type of business, industry and risk profile, an organization should determine what is appropriate for its own needs regarding a FCPA compliance program. The following are 10 tips meant to provide insight into what the SEC looks for in a compliance program. Have a read through these and use them to assess your own compliance regime.